UNITED STATES

 

SECURITIES AND EXCHANGE COMMISSION

 

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

     
Date of Report (Date of Earliest Event Reported): August 7, 2013

 

HMS Income Fund, Inc.

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(Exact name of registrant as specified in its charter)

 

     
Maryland 814-00939 45-3999996

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(State or other jurisdiction

_____________

(Commission

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(I.R.S. Employer

of incorporation) File Number) Identification No.)
     
2800 Post Oak Blvd, Suite 5000, Houston, Texas   77056-6118

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(Address of principal executive offices)

 

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(Zip Code)

 

     
Registrant’s telephone number, including area code:   (888) 220-6121

 

Not Applicable

______________________________________________

Former name or former address, if changed since last report

  

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 
 

 



 

Item 2.02 Results of Operations and Financial Condition.

 

On August 7, 2013, HMS Income Fund, Inc. (the “Company”) will use a Stockholder Presentation at the Company's 2013 Annual Meeting of Stockholders (the “Stockholder Presentation”), which Stockholder Presentation will contain certain financial results for the quarter ended June 30, 2013. A copy of the Stockholder Presentation is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated in this Item 2.02 by reference. The information furnished under this Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and shall not be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing.

 

Item 7.01 Regulation FD Disclosure.

 

A copy of the Stockholder Presentation is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated in this Item 7.01 by reference. The information furnished under this Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed to be “filed” for the purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that section, and shall not be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing.

  

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

  

EXHIBIT NUMBER   DESCRIPTION
     
99.1   Stockholder Presentation dated August 7, 2013

 

 

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SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

       
    HMS Income Fund, Inc.
       
August 7, 2013   By: /s/ Ryan T. Sims       
      Name: Ryan T. Sims
      Title: Chief Financial Officer and Secretary

 

 

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