UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date of Report (Date of Earliest Event Reported): | | November 6, 2015 |
HMS Income Fund, Inc.
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(Exact name of registrant as specified in its charter)
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Maryland | 814-00939 | 45-3999996 |
____________________ (State or other jurisdiction | _____________ (Commission | ______________ (I.R.S. Employer |
of incorporation) | File Number) | Identification No.) |
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2800 Post Oak Blvd, Suite 5000, Houston, Texas | 77056-6118 |
_________________________________ (Address of principal executive offices) | ___________ (Zip Code) |
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Registrant’s telephone number, including area code: | | (888) 220-6121 |
Not Applicable
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Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02. | Results of Operations and Financial Condition. |
On November 6, 2015, HMS Income Fund, Inc. (the “Company”) decreased its public offering price from $9.70 per share to $9.55 per share. The decrease in the public offering price will be effective as of the Company’s November 12, 2015 weekly closing.
In accordance with the Company’s share pricing policy, its board of directors determined that a reduction in the public offering price per share was warranted following a decline in the Company’s estimated net asset value per share that was deemed to be non-temporary and that resulted in an amount more than 5% below the then-current net offering price. As a result of the decrease in the Company’s public offering price per share, the maximum combined sales commission and dealer manager fee per share and the net proceeds per share will correspondingly decrease from $0.97 to $0.95 and $8.73 to $8.60, respectively.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | HMS Income Fund, Inc. |
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November 6, 2015 | | By: | /s/ David M. Covington | |
| | | Name: David M. Covington |
| | | Title: Chief Accounting Officer and Treasurer |