SEC Filings

Filing Type:

Year:

Date	Form	Description	Pages
03/27/14	SC TO-I/A	Issuer tender offer statement	3
03/24/14	APP NTC		18
03/17/14	POS 8C	Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing) Documents EX-99.4 EX-99.5 EX-99.(G)(3) EX-99.(J)(2) EX-99.(N)(2) EX-99.(N)(3)	197
03/17/14	497	Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497	7
03/17/14	40-APP/A	Applications under the Investment Company Act other than those reviewed by Office of Insurance Products	42
03/14/14	8-K	Current report filing Documents EX-10.1	214
03/10/14	497	Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497	98
03/07/14	10-K	Annual report pursuant to Section 13 and 15(d) Documents EX-3.2 EX-10.4 EX-31.1 EX-31.2 EX-32.1	123
03/04/14	8-K	Current report filing	3
02/24/14	40-APP/A	Applications under the Investment Company Act other than those reviewed by Office of Insurance Products	42