Consolidated Schedule of Investments In and Advances to Affiliates

v3.24.0.1

Consolidated Schedule of Investments In and Advances to Affiliates	12 Months Ended
	Dec. 31, 2023
Investments in and Advances to Affiliates [Abstract]
Consolidated Schedule of Investments In and Advances to Affiliates	Company Total Rate Base Rate Spread PIK Rate Type of Investment(1)(10)(11) Geography Amount of Realized Gain/(Loss) Amount of Unrealized Gain/(Loss) Amount of Interest, Fees or Dividends Credited to Income(2) December 31, 2022 Fair Value (13) Gross Additions(3) Gross Reductions(4) December 31, 2023 Fair Value (13) Control Investments Copper Trail Fund Investments LP Interests (CTMH, LP) (9) $ —  $ —  $ 38  $ 588  $ —  $ 20  $ 568  GRT Rubber Technologies LLC 11.48% SF+ 6.00% Secured Debt (12) (8) —  3  88  330  852  —  1,182  13.48% SF+ 8.00% Secured Debt (8) —  (50) 2,696  19,943  51  50  19,944  Member Units (8) —  —  90  21,890  —  —  21,890  Harris Preston Fund Investments LP Interests (2717 MH, L.P.) (8) 2,223  (952) 142  7,552  2,796  4,298  6,050  Volusion, LLC 10.00% Secured Debt (8) —  —  69  —  900  —  900  11.50% Secured Debt (8) (1,366) 780  71  6,392  —  6,392  —  8.00% Unsecured Convertible Debt (8) (175) 175  —  —  175  175  —  Preferred Member Units (8) —  —  1  —  —  —  —  Preferred Member Units (8) —  (596) —  —  4,906  1,796  3,110  Preferred Member Units (8) —  —  —  —  —  —  —  Common Stock (8) —  (1,104) —  —  1,104  1,104  —  Warrants (8) —  1,104  —  —  —  —  —  Other Amounts related to investments transferred to or from other 1940 Act classification during the period 1,541  (649) (94) (6,392) 6,392  —  —  Total Control Investments $ 2,223  $ (1,289) $ 3,101  $ 50,303  $ 17,176  $ 13,835  $ 53,644  Affiliate Investments AFG Capital Group, LLC Preferred Member Units (8) $ 1,800  $ (2,050) $ —  $ 2,350  $ 1,800  $ 4,150  $ —  Analytical Systems Keco Holdings, LLC 15.38% SF+ 10.00% Secured Debt (12) (8) —  —  4  (2) 56  —  54  15.38% SF+ 10.00% Secured Debt (8) —  —  188  1,135  21  136  1,020  14.13% Preferred Member Units (8) —  —  —  —  —  —  —  Preferred Member Units (8) —  330  —  880  330  —  1,210  Warrants (8) —  —  —  —  —  —  —  ATX Networks Corp. L+ 7.50% Secured Debt (6) —  (102) 856  6,368  545  6,913  —  10.00% Unsecured Debt (6) —  (276) 1,135  2,614  1,135  3,749  —  Common Stock (6) 3,178  (3,290) —  3,290  3,178  6,468  —  Barfly Ventures, LLC Member Units (5) —  273  —  1,107  273  —  1,380  Batjer TopCo, LLC 10.00% Secured Debt (12) (8) —  1  —  (1) 1  —  —  10.00% Secured Debt (12) (8) —  —  2  —  70  40  30  10.00% Secured Debt (8) —  15  129  1,205  21  51  1,175  Preferred Stock (8) —  225  76  455  225  —  680  Brewer Crane Holdings, LLC 15.46% L+ 10.00% Secured Debt (9) —  —  224  1,491  8  125  1,374  Preferred Member Units (9) —  (370) 30  1,770  —  370  1,400  Centre Technologies Holdings, LLC SF+ 9.00% Secured Debt (12) (8) —  —  3  —  —  —  —  14.48% SF+ 9.00% Secured Debt (8) —  29  572  3,731  663  —  4,394  Preferred Member Units (8) —  590  30  2,170  590  —  2,760  Chamberlin Holding LLC SF+ 6.00% Secured Debt (12) (8) —  49  11  —  —  —  —  Company Total Rate Base Rate Spread PIK Rate Type of Investment(1)(10)(11) Geography Amount of Realized Gain/(Loss) Amount of Unrealized Gain/(Loss) Amount of Interest, Fees or Dividends Credited to Income(2) December 31, 2022 Fair Value (13) Gross Additions(3) Gross Reductions(4) December 31, 2023 Fair Value (13) 13.49% SF+ 8.00% Secured Debt (8) —  (4) 553  4,236  4  335  3,905  Member Units (8) —  1,599  1,045  5,728  1,602  —  7,330  Member Units (8) —  37  23  678  38  1  715  Charps, LLC Preferred Member Units (5) —  590  366  3,330  590  —  3,920  Clad-Rex Steel, LLC 11.50% Secured Debt (12) (5) —  —  —  —  —  —  —  11.50% Secured Debt (5) —  (37) 284  2,620  —  517  2,103  10.00% Secured Debt (5) —  —  26  260  —  9  251  Member Units (5) —  (760) 69  2,060  —  760  1,300  Member Units (5) —  55  —  152  130  —  282  Cody Pools, Inc. 12.50% Secured Debt (12) (8) —  2  1  —  —  —  —  12.50% Secured Debt (8) —  22  562  —  7,872  761  7,111  L+ 10.50% Secured Debt (8) —  (11) 26  273  14  287  —  L+ 10.50% Secured Debt (8) —  (96) 500  6,882  —  6,882  —  Preferred Member Units (8) —  3,570  1,219  14,550  3,570  —  18,120  Colonial Electric Company LLC Secured Debt (6) —  —  12  —  400  400  —  12.00% Secured Debt (6) —  (41) 471  5,729  34  356  5,407  Preferred Member Units (6) —  360  —  —  600  —  600  Preferred Member Units (6) —  (370) —  2,290  —  370  1,920  Compass Systems & Sales, LLC 13.50% Secured Debt (5) —  —  —  —  —  —  —  13.50% Secured Debt (5) —  —  69  —  4,175  —  4,175  Preferred Equity (5) —  —  —  —  1,863  —  1,863  Datacom, LLC 7.50% Secured Debt (8) —  —  4  25  89  65  49  10.00% Secured Debt (8) —  (14) 107  865  22  43  844  Preferred Member Units (8) —  (290) —  300  —  290  10  Digital Products Holdings LLC 15.38% SF+ 10.00% Secured Debt (5) —  (17) 586  3,878  —  205  3,673  Preferred Member Units (5) —  —  50  2,459  —  —  2,459  Direct Marketing Solutions, Inc. 14.00% Secured Debt (9) —  (2) 13  —  227  10  217  14.00% Secured Debt (9) —  (19) 730  5,352  19  369  5,002  Preferred Stock (9) —  (380) 43  5,558  —  378  5,180  Flame King Holdings, LLC L+ 6.50% Secured Debt (9) —  (15) 121  1,900  15  1,915  —  L+ 9.00% Secured Debt (9) —  (123) 478  5,300  123  5,423  —  Preferred Equity (9) —  2,570  814  4,400  2,570  —  6,970  Freeport Financial Funds LP Interests (Freeport First Lien Loan Fund III LP) (12) (5) —  —  598  5,848  —  2,143  3,705  Gamber-Johnson Holdings, LLC SF+ 7.50% Secured Debt (12) (5) —  —  2  —  —  —  —  10.50% SF+ 7.50% Secured Debt (5) —  (88) 1,727  16,020  88  2,588  13,520  Member Units (5) —  11,460  1,491  12,720  11,460  —  24,180  GFG Group, LLC 8.00% Secured Debt (5) —  (25) 263  2,836  25  525  2,336  Preferred Member Units (5) —  1,080  200  1,790  1,080  —  2,870  Gulf Publishing Holdings, LLC SF+ 9.50% Secured Debt (12) (8) —  —  —  —  —  —  —  12.50% Secured Debt (8) —  —  73  571  —  —  571  Preferred Equity (8) —  (330) —  950  —  330  620  Member Units (8) —  —  —  —  —  —  —  Company Total Rate Base Rate Spread PIK Rate Type of Investment(1)(10)(11) Geography Amount of Realized Gain/(Loss) Amount of Unrealized Gain/(Loss) Amount of Interest, Fees or Dividends Credited to Income(2) December 31, 2022 Fair Value (13) Gross Additions(3) Gross Reductions(4) December 31, 2023 Fair Value (13) HPEP 3, L.P. LP Interests (HPEP 3, L.P.) (12) (8) —  156  4  4,331  403  509  4,225  IG Investor, LLC Secured Debt (12) (6) —  —  5  —  173  200  (27) 13.00% Secured Debt (6) —  —  692  —  9,179  110  9,069  Common Equity (6) —  —  —  —  3,774  174  3,600  Independent Pet Partners Intermediate Holdings, LLC Common Equity (6) —  (220) —  —  6,540  220  6,320  Integral Energy Services 13.16% SF+ 7.50% Secured Debt (8) —  (787) 2,773  18,425  94  2,287  16,232  10.00% 10.00% Preferred Equity (8) —  85  —  —  350  —  350  Common Stock (8) —  (1,300) 50  1,490  —  1,300  190  Kickhaefer Manufacturing Company, LLC 12.00% Secured Debt (5) —  (18) 668  5,093  58  218  4,933  9.00% Secured Debt (5) —  —  86  961  —  10  951  Preferred Equity (5) —  620  —  1,800  620  —  2,420  Member Units (5) —  (30) 29  713  —  30  683  Market Force Information, LLC L+ 11.00% Secured Debt (9) (6,465) 6,060  —  403  6,060  6,463  —  Member Units (9) (4,160) 4,160  —  —  4,160  4,160  —  MH Corbin Holding LLC 13.00% Secured Debt (5) —  307  190  1,137  308  189  1,256  Preferred Member Units (5) —  80  —  —  80  —  80  Preferred Member Units (5) —  —  —  —  —  —  —  Mystic Logistics Holdings, LLC Secured Debt (12) (6) —  —  1  —  —  —  —  10.00% Secured Debt (6) —  —  146  1,436  —  —  1,436  Common Stock (6) —  890  1,131  5,708  890  —  6,598  NexRev LLC 10.00% Secured Debt (12) (8) —  —  —  —  —  —  —  10.00% Secured Debt (8) —  708  289  2,119  729  413  2,435  Preferred Member Units (8) —  1,310  166  280  1,310  —  1,590  NuStep, LLC 11.98% SF+ 6.50% Secured Debt (5) —  (2) 120  1,100  1  202  899  12.00% Secured Debt (5) —  —  564  4,603  3  —  4,606  Preferred Member Units (5) —  300  —  2,010  300  —  2,310  Preferred Member Units (5) —  —  —  1,290  —  —  1,290  Oneliance, LLC 16.48% SF+ 11.00% Secured Debt (7) —  (7) 231  1,380  6  47  1,339  Preferred Stock (7) —  —  —  264  18  —  282  Orttech Holdings, LLC SF+ 11.00% Secured Debt (12) (5) —  2  1  (2) 2  —  —  16.48% SF+ 11.00% Secured Debt (5) —  58  955  5,814  86  390  5,510  Preferred Stock (5) —  1,320  274  2,940  1,320  —  4,260  Pinnacle TopCo, LLC 8.00% Secured Debt (12) (8) —  —  1  —  105  —  105  13.00% Secured Debt (8) —  —  34  —  7,472  —  7,472  Preferred Equity (8) —  —  —  —  3,135  —  3,135  Robbins Bros. Jewelry, Inc. 12.50% Secured Debt (9) —  —  4  (8) 2  —  (6) 12.50% Secured Debt (9) —  (323) 507  3,902  18  499  3,421  Preferred Equity (9) —  (1,650) —  1,650  —  1,650  —  SI East, LLC 11.25% Secured Debt (12) (7) —  6  28  —  625  250  375  12.47% Secured Debt (7) —  161  1,278  —  18,179  —  18,179  9.50% Secured Debt (7) —  (134) 1,403  29,929  —  29,929  —  Preferred Member Units (7) —  1,737  399  4,550  1,840  —  6,390  Student Resource Center, LLC 8.50% 8.50% Secured Debt (6) —  (1,881) 364  5,063  244  1,764  3,543  Company Total Rate Base Rate Spread PIK Rate Type of Investment(1)(10)(11) Geography Amount of Realized Gain/(Loss) Amount of Unrealized Gain/(Loss) Amount of Interest, Fees or Dividends Credited to Income(2) December 31, 2022 Fair Value (13) Gross Additions(3) Gross Reductions(4) December 31, 2023 Fair Value (13) Preferred Equity (6) —  —  —  —  —  —  —  Tedder Industries, LLC 12.00% Secured Debt (9) —  (28) 56  460  —  28  432  12.00% Secured Debt (9) —  (218) 466  3,780  3  218  3,565  Preferred Member Units (9) —  (1,920) —  1,920  —  1,920  —  Preferred Member Units (9) —  (141) —  —  124  124  —  Preferred Member Units (9) —  (165) —  —  165  165  —  Trantech Radiator Topco, LLC 8.00% Secured Debt (12) (7) —  (2) 3  —  2  2  —  12.00% Secured Debt (7) —  (14) 255  1,980  14  14  1,980  Common Stock (7) —  1,230  29  1,950  1,230  —  3,180  VVS Holdco LLC SF+ 6.00% Secured Debt (12) (5) —  —  10  (5) 5  —  —  11.50% Secured Debt (5) —  —  904  7,421  55  550  6,926  Preferred Equity (5) —  (30) 54  2,990  100  30  3,060  Other Amounts related to investments transferred to or from other 1940 Act classification during the period (1,541) 649  (151) —  —  —  —  Total Affiliate investments $ (7,188) $ 25,116  $ 29,805  $ 277,000  $ 115,308  $ 101,029  $ 291,279  ___________________________________________________ (1)The principal amount, the ownership detail for equity investments and if the investment is income producing is included in the Consolidated Schedule of Investments included in Item 8. Consolidated Financial Statements of this Annual Report on Form 10-K. (2)Represents the total amount of interest, fees and dividends credited to income for the portion of the period for which an investment was included in Control or Affiliate categories, respectively. For investments transferred between Control and Affiliate categories during the period, any income or investment balances related to the time period it was in the category other than the one shown at period end is included in “Amounts related to investments transferred to or from other 1940 Act classifications during the period.” (3)Gross additions include increases in the cost basis of investments resulting from new portfolio investments, follow-on investments and accrued PIK interest, and the exchange of one or more existing securities for one or more new securities. Gross additions also include net increases in unrealized appreciation or net decreases in net unrealized depreciation as well as the movement of an existing portfolio company into this category and out of a different category. (4)Gross reductions include decreases in the cost basis of investments resulting from principal repayments or sales and the exchange of one or more existing securities for one or more new securities. Gross reductions also include net increases in net unrealized depreciation or net decreases in unrealized appreciation as well as the movement of an existing portfolio company out of this category and into a different category. (5)Portfolio company located in the Midwest region as determined by location of the corporate headquarters. The fair value as of December 31, 2023 for affiliate investments located in this region was $107,201. This represented 17.2% of net assets as of December 31, 2023. (6)Portfolio company located in the Northeast region as determined by location of the corporate headquarters. The fair value as of December 31, 2023 for affiliate investments located in this region was $38,466. This represented 6.2% of net assets as of December 31, 2023. (7)Portfolio company located in the Southeast region as determined by location of the corporate headquarters. The fair value as of December 31, 2023 for affiliate investments located in this region was $31,725. This represented 5.1% of net assets as of December 31, 2023. (8)Portfolio company located in the Southwest region as determined by location of the corporate headquarters. The fair value as of December 31, 2023 for control investments located in this region was $53,076. This represented 8.5% of net assets as of December 31, 2023. The fair value as of December 31, 2023 for affiliate investments located in this region was $86,332. This represented 13.9% of net assets as of December 31, 2023. (9)Portfolio company located in the West region as determined by location of the corporate headquarters. The fair value as of December 31, 2023 for control investments located in this region was $568. This represented 0.1% of net assets as of December 31, 2023. The fair value as of December 31, 2023 for affiliate investments located in this region was $27,555. This represented 4.4% of net assets as of December 31, 2023. (10)All of the Company’s portfolio investments are generally subject to restrictions on resale as “restricted securities,” unless otherwise noted. (11)This schedule should be read in conjunction with the Consolidated Schedule of Investments and Notes to the Consolidated Financial Statements included in Item 8. Consolidated Financial Statements of this Annual Report on Form 10-K. Supplemental information can be located within the Consolidated Schedule of Investments including end of period interest rate, preferred dividend rate, maturity date, investments not paid currently in cash and investments whose value was determined using significant unobservable inputs. (12)Investment has an unfunded commitment as of December 31, 2023 (see Note J — Commitments and Contingencies in Item 8. Consolidated Financial Statements of this Annual Report on Form 10-K). The fair value of the investment includes the impact of the fair value of any unfunded commitments. (13)Negative fair value is the result of the capitalized discount being greater than the principal amount outstanding on the loan. Company Total Rate Base Rate Spread PIK Rate Type of Investment(1)(10)(11) Geography Amount of Realized Gain/(Loss) Amount of Unrealized Gain/(Loss) Amount of Interest, Fees or Dividends Credited to Income(2) December 31, 2021 Fair Value Gross Additions(3) Gross Reductions(4) December 31, 2022 Fair Value (13) Control Investments GRT Rubber Technologies LLC 10.12% L+ 6.00% Secured Debt (8) $ —  $ 6  $ 7  $ —  $ 330  $ —  $ 330  12.12% L+ 8.00% Secured Debt (8) —  (32) 1,972  19,152  824  33  19,943  Member Units (8) —  (860) 1,244  22,750  —  860  21,890  Harris Preston Fund Investments LP Interests (2717 MH, L.P.) (8) —  2,389  —  3,971  3,581  —  7,552  Copper Trail Fund Investments LP Interests (CTMH, LP) (9) —  —  —  710  —  122  588  Other Amounts related to investments transferred to or from other 1940 Act classification during the period —  —  —  —  —  —  —  Total Control Investments $ —  $ 1,503  $ 3,223  $ 46,583  $ 4,735  $ 1,015  $ 50,303  Affiliate Investments AFG Capital Group, LLC 10.00% Secured Debt (8) $ —  $ —  $ 1  $ 36  $ —  $ 36  $ —  Preferred Member Units (8) —  420  50  1,930  420  —  2,350  Analytical Systems Keco Holdings, LLC L+ 10.00% Secured Debt (8) —  —  2  (4) 2  —  (2) 14.13% L+ 10.00% Secured Debt (8) —  —  174  1,182  23  70  1,135  14.13% Preferred Member Units (8) —  —  —  —  —  —  —  Preferred Member Units (8) —  (340) —  1,220  —  340  880  Warrants (8) —  —  —  —  —  —  —  ATX Networks Corp. 12.23% L+ 7.50% Secured Debt (6) —  135  756  7,121  364  1,117  6,368  10.00% 10.00% Unsecured Debt (6) —  309  327  1,977  637  —  2,614  Common Stock (6) —  3,290  —  —  3,290  —  3,290  Barfly Ventures, LLC Member Units (5) —  463  —  643  464  —  1,107  Batjer TopCo, LLC Secured Debt (8) —  —  —  —  50  51  (1) 11.00% Secured Debt (8) —  —  116  —  1,205  —  1,205  Preferred Stock (8) —  —  70  —  455  —  455  Brewer Crane Holdings, LLC 14.12% L+ 10.00% Secured Debt (9) —  —  220  2,005  10  524  1,491  Preferred Member Units (9) —  (160) 207  1,930  —  160  1,770  Centre Technologies Holdings, LLC L+ 9.00% Secured Debt (8) —  —  7  —  360  360  —  13.13% L+ 9.00% Secured Debt (8) —  115  445  2,216  1,612  97  3,731  Preferred Member Units (8) —  639  30  1,460  710  —  2,170  Chamberlin Holding LLC L+ 6.00% Secured Debt (8) —  —  2  —  —  —  —  12.13% L+ 8.00% Secured Debt (8) —  (42) 486  4,454  42  260  4,236  Member Units (8) —  (300) 463  6,030  —  302  5,728  Member Units (8) —  180  19  385  293  —  678  Charps, LLC Preferred Member Units (5) —  (170) 190  3,500  —  170  3,330  Clad-Rex Steel, LLC SF+ 9.00% Secured Debt (5) —  —  1  —  —  —  —  13.23% SF+ 9.00% Secured Debt (5) —  —  304  2,620  —  —  2,620  10.00% Secured Debt (5) —  —  27  268  —  8  260  Member Units (5) —  (500) 190  2,560  —  500  2,060  Member Units (5) —  20  —  133  19  —  152  Cody Pools, Inc. 15.38% L+ 10.50% Secured Debt (8) —  11  20  (6) 1,033  754  273  15.38% L+ 10.50% Secured Debt (8) —  (30) 963  7,187  30  335  6,882  Company Total Rate Base Rate Spread PIK Rate Type of Investment(1)(10)(11) Geography Amount of Realized Gain/(Loss) Amount of Unrealized Gain/(Loss) Amount of Interest, Fees or Dividends Credited to Income(2) December 31, 2021 Fair Value Gross Additions(3) Gross Reductions(4) December 31, 2022 Fair Value (13) Preferred Member Units (8) —  2,640  1,004  11,910  2,640  —  14,550  Colonial Electric Company LLC Secured Debt (6) —  —  12  —  400  400  —  12.00% Secured Debt (6) —  —  761  6,007  37  315  5,729  Preferred Member Units (6) —  10  349  2,280  10  —  2,290  Datacom, LLC 7.50% Secured Debt (8) —  —  —  —  25  —  25  7.50% Secured Debt (8) —  20  98  852  43  30  865  Preferred Member Units (8) —  10  11  290  10  —  300  Digital Products Holdings LLC 14.13% L+ 10.00% Secured Debt (5) —  —  510  4,186  22  330  3,878  Preferred Member Units (5) —  —  50  2,459  —  —  2,459  Direct Marketing Solutions, Inc. L+ 11.00% Secured Debt (9) —  5  42  (7) 757  750  —  15.13% L+ 11.00% Secured Debt (9) —  46  —  —  5,352  —  5,352  L+ 11.00% Secured Debt (9) —  (54) 661  4,705  —  4,705  —  Preferred Stock (9) —  970  343  4,590  968  —  5,558  Flame King Holdings, LLC 10.75% L+ 6.50% Secured Debt (9) —  15  167  1,581  319  —  1,900  13.25% L+ 9.00% Secured Debt (9) —  123  706  5,145  155  —  5,300  Preferred Equity (9) —  1,800  538  2,600  1,800  —  4,400  Freeport Financial Funds LP Interests (Freeport First Lien Loan Fund III LP) (5) —  (57) 421  7,231  —  1,383  5,848  Gamber-Johnson Holdings, LLC SF+ 8.50% Secured Debt (5) —  —  2  —  —  —  —  11.50% SF+ 8.50% Secured Debt (5) —  272  113  —  16,020  —  16,020  L+ 7.50% Secured Debt (5) —  (17) 559  5,400  —  5,400  —  Member Units (5) —  290  224  12,430  290  —  12,720  GFG Group, LLC 9.00% Secured Debt (5) —  (26) 329  3,136  26  326  2,836  Preferred Member Units (5) —  40  144  1,750  40  —  1,790  Gulf Publishing Holdings, LLC L+ 9.50% Secured Debt (8) —  —  2  64  —  64  —  6.25% Secured Debt (8) (1,455) 962  126  2,429  —  2,429  —  12.50% Secured Debt (8) —  (29) 19  —  600  29  571  Member Units (8) —  —  —  —  —  —  —  Preferred Equity (8) —  (450) —  —  1,400  450  950  HPEP 3, L.P. LP Interests (HPEP 3, L.P.) (8) 779  254  (50) 4,712  587  968  4,331  Kickhaefer Manufacturing Company, LLC 11.50% Secured Debt (5) —  18  630  5,040  53  —  5,093  9.00% Secured Debt (5) —  —  88  970  —  9  961  Preferred Equity (5) —  (1,280) —  3,080  —  1,280  1,800  Member Units (5) —  98  28  615  99  1  713  Market Force Information, LLC 12.00% 12.00% Secured Debt (9) —  (1,831) —  2,234  —  1,831  403  Member Units (9) —  —  —  —  —  —  —  MH Corbin Holding LLC 13.00% Secured Debt (5) —  175  250  1,484  177  524  1,137  Preferred Member Units (5) —  —  —  —  —  —  —  Preferred Member Units (5) —  —  —  —  —  —  —  Mystic Logistics Holdings, LLC Secured Debt (6) —  —  1  —  —  —  —  10.00% Secured Debt (6) —  —  152  1,595  —  159  1,436  Common Stock (6) —  3,500  1,050  2,210  3,498  —  5,708  NexRev LLC Secured Debt (8) —  —  7  199  —  199  —  11.00% Secured Debt (8) —  (188) 486  3,311  —  1,192  2,119  Company Total Rate Base Rate Spread PIK Rate Type of Investment(1)(10)(11) Geography Amount of Realized Gain/(Loss) Amount of Unrealized Gain/(Loss) Amount of Interest, Fees or Dividends Credited to Income(2) December 31, 2021 Fair Value Gross Additions(3) Gross Reductions(4) December 31, 2022 Fair Value (13) Preferred Member Units (8) —  (723) 20  670  333  723  280  NuStep, LLC 10.63% L+ 6.50% Secured Debt (5) —  2  78  430  670  —  1,100  12.00% Secured Debt (5) —  (1) 545  4,310  294  1  4,603  Preferred Member Units (5) —  (1,370) —  3,380  —  1,370  2,010  Preferred Member Units (5) —  775  —  —  1,290  —  1,290  Oneliance, LLC 15.13% L+ 11.00% Secured Debt (7) —  —  190  1,374  6  —  1,380  Preferred Stock (7) —  —  1  264  —  —  264  Orttech Holdings, LLC L+ 11.00% Secured Debt (5) —  —  5  41  1  44  (2) 15.13% L+ 11.00% Secured Debt (5) —  —  815  5,937  27  150  5,814  Preferred Stock (5) —  440  225  2,500  440  —  2,940  Robbins Bros. Jewelry, Inc. Secured Debt (9) —  —  5  —  2  10  (8) 12.50% Secured Debt (9) —  —  529  —  3,977  75  3,902  Preferred Equity (9) —  420  62  —  1,650  —  1,650  SI East, LLC Secured Debt (7) —  —  78  750  1,250  2,000  —  9.50% Secured Debt (7) —  76  2,708  21,200  10,375  1,646  29,929  Preferred Member Units (7) —  690  216  3,860  690  —  4,550  Sonic Systems International, LLC 11.24% L+ 7.50% Secured Debt (8) —  282  1,676  13,738  4,687  —  18,425  Common Stock (8) —  (94) 50  1,250  334  94  1,490  Student Resource Center, LLC 13.27% L+ 8.50% Secured Debt (6) —  —  —  —  5,063  —  5,063  Secured Debt (6) (6,651) 4,438  12  —  6,524  6,524  —  Preferred Equity (6) —  —  —  —  —  —  —  Tedder Industries, LLC 12.00% Secured Debt (9) —  —  55  259  201  —  460  12.00% Secured Debt (9) —  (17) 505  3,754  43  17  3,780  Preferred Member Units (9) —  (391) —  2,145  166  391  1,920  Trantech Radiator Topco, LLC Secured Debt (7) —  3  3  (6) 6  —  —  12.00% Secured Debt (7) —  (17) 273  2,180  17  217  1,980  Common Stock (7) —  (210) 29  2,160  —  210  1,950  VVS Holdco LLC L+ 6.00% Secured Debt (5) —  —  13  292  203  500  (5) 11.50% Secured Debt (5) —  —  932  7,375  46  —  7,421  Preferred Equity (5) —  30  129  2,960  30  —  2,990  Other Amounts related to investments transferred to or from other 1940 Act classification during the period —  —  —  —  —  —  —  Total Affiliate investments $ (7,327) $ 15,689  $ 24,057  $ 234,158  $ 84,672  $ 41,830  $ 277,000  ___________________________________________________ (1)The principal amount, the ownership detail for equity investments and if the investment is income producing is included in the Consolidated Schedule of Investments included in Item 8. Consolidated Financial Statements of this Annual Report on Form 10-K. (2)Represents the total amount of interest, fees and dividends credited to income for the portion of the period for which an investment was included in Control or Affiliate categories, respectively. For investments transferred between Control and Affiliate categories during the period, any income or investment balances related to the time period it was in the category other than the one shown at period end is included in “Amounts related to investments transferred to or from other 1940 Act classifications during the period.” (3)Gross additions include increases in the cost basis of investments resulting from new portfolio investments, follow-on investments and accrued PIK interest, and the exchange of one or more existing securities for one or more new securities. Gross additions also include net increases in unrealized appreciation or net decreases in net unrealized depreciation as well as the movement of an existing portfolio company into this category and out of a different category. (4)Gross reductions include decreases in the cost basis of investments resulting from principal repayments or sales and the exchange of one or more existing securities for one or more new securities. Gross reductions also include net increases in net unrealized depreciation or net decreases in unrealized appreciation as well as the movement of an existing portfolio company out of this category and into a different category. (5)Portfolio company located in the Midwest region as determined by location of the corporate headquarters. The fair value as of December 31, 2022 for affiliate investments located in this region was $92,945. This represented 15.2% of net assets as of December 31, 2022. (6)Portfolio company located in the Northeast region as determined by location of the corporate headquarters. The fair value as of December 31, 2022 for affiliate investments located in this region was $32,498. This represented 5.3% of net assets as of December 31, 2022. (7)Portfolio company located in the Southeast region as determined by location of the corporate headquarters. The fair value as of December 31, 2022 for affiliate investments located in this region was $40,053. This represented 6.6% of net assets as of December 31, 2022. (8)Portfolio company located in the Southwest region as determined by location of the corporate headquarters. The fair value as of December 31, 2022 for control investments located in this region was $49,715. This represented 8.2% of net assets as of December 31, 2022. The fair value as of December 31, 2022 for affiliate investments located in this region was $73,626. This represented 12.1% of net assets as of December 31, 2022. (9)Portfolio company located in the West region as determined by location of the corporate headquarters. The fair value as of December 31, 2022 for control investments located in this region was $588. This represented 0.1% of net assets as of December 31, 2022. The fair value as of December 31, 2022 for affiliate investments located in this region was $37,878. This represented 6.2% of net assets as of December 31, 2022. (10)All of the Company’s portfolio investments are generally subject to restrictions on resale as “restricted securities,” unless otherwise noted. (11)This schedule should be read in conjunction with the Consolidated Schedule of Investments and Notes to the Consolidated Financial Statements included in Item 8. Consolidated Financial Statements of this Annual Report on Form 10-K. Supplemental information can be located within the Consolidated Schedule of Investments including end of period interest rate, preferred dividend rate, maturity date, investments not paid currently in cash and investments whose value was determined using significant unobservable inputs. (12)Investment has an unfunded commitment as of December 31, 2022 (see Note J — Commitments and Contingencies in Item 8. Consolidated Financial Statements of this Annual Report on Form 10-K). The fair value of the investment includes the impact of the fair value of any unfunded commitments. (13)Negative fair value is the result of the capitalized discount being greater than the principal amount outstanding on the loan.